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Situations · Common situations · Capital & assets

Capital markets & listed companies

Listings, offerings and the obligations of public companies and their investors. Usually for: issuers, public companies, investors.

If it is urgent. If anyone is in immediate danger, call the local emergency services first. If you have been arrested, raided, served with a court order or told you face removal from a country, speak to a qualified lawyer in that country straight away. WONE Global can then help bring in and coordinate the other professionals involved, subject to their availability.

16 common situations · 3 usually cross-border

Find the one closest to yours

Where a situation has its own page, it opens there. Otherwise, bring it to WONE Global with your question already filled in.

  1. Our company is preparing for an IPO Bring this to WONE Global →
  2. We want a secondary listing on a foreign exchange Usually cross-border Bring this to WONE Global →
  3. A regulator has questioned a listed company's disclosure Bring this to WONE Global →
  4. We need to raise capital through a rights issue Bring this to WONE Global →
  5. A shareholder has crossed a public-company disclosure threshold Bring this to WONE Global →
  6. Our financial statements are delaying a securities offering Bring this to WONE Global →
  7. The board is considering a share buyback Bring this to WONE Global →
  8. We need to issue convertible bonds Bring this to WONE Global →
  9. Our company is considering a private placement Bring this to WONE Global →
  10. A takeover bid raises mandatory offer questions Bring this to WONE Global →
  11. Potential market manipulation has been reported Bring this to WONE Global →
  12. An insider trading investigation has begun Urgent Bring this to WONE Global →
  13. We need to manage a trading suspension Bring this to WONE Global →
  14. A securities prospectus contains a disputed statement Bring this to WONE Global →
  15. A foreign investor is acquiring a substantial listed-company stake Usually cross-border Bring this to WONE Global →
  16. We are planning a cross-border depositary receipt programme Usually cross-border Bring this to WONE Global →

First questions

What we will ask first

  1. 01Which exchange and regulator are involved?
  2. 02What must be disclosed, and by when?
  3. 03Are the financial statements ready for an offering?
  4. 04Are investors or directors in other countries affected?

The approach

How WONE Global usually approaches it

  1. Step 1Map the regulatory and disclosure requirements.
  2. Step 2Bring together legal, audit and financial professionals.
  3. Step 3Prepare documents and filings.
  4. Step 4Support the company through the regulator's process.

What is needed varies by country and by matter. Your WONE Global professional confirms the work, timing and fees before anything starts.

Across borders

Complications to check

Issues to assess when more than one country is involved. They are prompts, not conclusions about any country's law.

  • Digital asset regulatory statusA token or custodial structure has different legal classifications across markets
  • Real estate title securityA foreign lender needs enforceable real estate rights and local registration
  • Different laws of contractParties sign one commercial agreement but disagree which law governs duties, damages and remedies
  • Audit licensing & independenceAudit work requires jurisdiction-specific licensing and independence checks

WONE Global Partners

Professionals who handle this work

Named professionals for these services. Where none is listed for your country, WONE Global names a vetted firm to you before any work starts, subject to availability and conflict checks.

Dr. Esteban Lucio MaccariBuenos Aires · Argentina

WONE Global Capability Partner · Argentina

Dr. Esteban Lucio Maccari

Managing Director · Maccari Adam & Asociados · Buenos Aires

He is a lawyer with a degree from the University of Buenos Aires and a degree in Spanish Law. He completed postgraduate studies in Strategic Business Management at the Polytechnic University of Madrid and the Glocoll at…

Roberto GilardinoShanghai · China

WONE Global Capability Partner · China

Roberto Gilardino

Regional Partner North Asia & additional countries · Horizons (Shanghai) Corporate Advisory Company · Shanghai

Roberto Gilardino is Regional Partner at Horizons, supervising the advisory’s activities in North Asia as well as additional countries (including Mongolia, Malaysia, Indonesia, Pakistan, UAE, Cyprus and Malta).

Karin HorevTel Aviv · Israel

WONE Global Capability Partner · Israel

Karin Horev

Founding Partner · Horev & Co. Law Office · Tel Aviv

Adv. Karin Horev has been practicing corporate and commercial law for more than 20 years, with a focus on complex technology-related matters. Over the years, Karin has led a large number of complex and wide-ranging tran…

Editorial examples of situations that arise, not a list of WONE Global clients or matters. The specialist area is a way to find your situation, not a separate practice group.

WONE Global Intelligence

Ask about doing business across borders

Ask in your own words. Answers come from WONE Global's checked records, with every source shown, and end with the named Partner who can act. Go deeper on any point, or build a decision file.

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