Zürich · Switzerland
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Switzerland × Risk, Compliance & Financial Integrity
Risk, Compliance & Financial Integrity in Switzerland
Sanctions, anti-bribery, anti-money-laundering and checks on the companies you deal with. In Switzerland, that means local law, local regulators and local practice, handled by a qualified professional who practises there.
Who handles this work
On request
WONE Global can find the right Risk, Compliance & Financial Integrity professional in Switzerland for you.
No WONE Global Partner holds this yet. Send us your requirement: WONE Global confirms whether a vetted Associate firm can act, tells you who it is and checks for conflicts before any work begins.
Bring a requirement →Switzerland at a glanceWestern Europe
Zurich · Tuesday 3 November
21:01
Local time
- Currency
- CHF
- Working week
- Monday – Friday
- Dialling code
- +41
- Region
- Western Europe
What the rules say in Switzerland
Risk, Compliance & Financial Integrity, the essentials
From the Switzerland market guide: the points that matter most for risk, compliance & financial integrity, each with the source it was checked against.
Essentials guide · Source-checked research100% of statements checked against a source47 checked against an official source2 checked against a secondary sourceChecked 2026-10-19Not yet professionally reviewed
A GmbH must keep an up-to-date list of its beneficial owners holding 25% or more.
The SME Portal page does not state that this list is public; the commercial register shows corporate bodies, capital and named holders of capital contributions.State Secretariat for Economic Affairs (SECO), SME Portal (kmu.admin.ch) · checked 2026-10-19Professional financial intermediaries under Article 2(3) of the Anti-Money Laundering Act must join a self-regulatory organisation recognised by FINMA, which sets and monitors their due diligence duties.
Applies to non-bank financial intermediaries and certain advisers; SROs can penalise and suspend members.Swiss Financial Market Supervisory Authority (FINMA) · checked 2026-10-19Criminal fines of up to CHF 250,000 may be imposed on the natural person responsible for certain data protection offences; legal persons can be fined up to CHF 50,000 only as a subsidiary measure.
The FDPIC page does not name the authority that imposes fines.Federal Data Protection and Information Commissioner (FDPIC) · checked 2026-10-19SECO publishes a searchable list of persons, entities and bodies subject to Swiss sanctions measures, also available as a consolidated XML list.
Applies to anyone who must screen against Swiss sanctions; the legal basis was not shown on the page opened.State Secretariat for Economic Affairs (SECO) · checked 2026-10-19Self-regulatory organisations recognised under the Anti-Money Laundering Act define due diligence rules for their members and can impose penalties on and suspend them.
Professional non-bank financial intermediaries and certain advisers.Swiss Financial Market Supervisory Authority (FINMA) · checked 2026-10-19The federal Ordinance on Public Procurement contains strict measures on conflicts of interest and corruption in federal tenders.
Article 3 PPO; in force since 1 January 2021.State Secretariat for Economic Affairs (SECO), SME Portal (kmu.admin.ch) · checked 2026-10-19
Read the full guide: Anti-bribery, compliance and sanctions
Scope
What the service covers here
- 01Identify the relevant compliance exposures
- 02Review counterparties and third-party risks
- 03Design proportionate policies and controls
- 04Support investigations, remediation and ongoing monitoring
Key questions
What we will work through with you
- What needs to be decided before risk, compliance & financial integrity work starts?
- Who is professionally responsible in each country?
- Which other work, such as tax or employment, must happen at the same time?
- What information and decisions are needed from the business?
If your work involves another country or another area of expertise, WONE Global brings in the right professional and keeps all advisers informed.
WONE Global Partners in Switzerland
Professionals working here
No named lead for Risk, Compliance & Financial Integrity yet — these WONE Global professionals already work in Switzerland and can bring the right local colleague in.
Zürich · SwitzerlandAlso in Switzerland
Other services in this market
Appointed services show their named professional. Open positions link directly to the Expression of Interest form.
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Cases
What clients bring to Risk, Compliance & Financial Integrity
The cases this service leads or joins, each with what is at stake, how WONE Global handles it and who handles it in Switzerland.
Urgent Regulators have arrived at our office abroad. What do we do now?Competition, antitrust & market conductUrgent Our bank has frozen an international payment. What can we do?Payments, FX, digital assets & treasuryAre our controls abroad strong enough before we grow further?Audit, assurance & financial integrityAre our sanctions and anti-money-laundering controls good enough?Sanctions, AML, security & terrorism-related riskCan we safely do business with this company abroad?Due diligence, valuation & forensic accountingWe suspect misconduct in our office abroad. How do we investigate?White-collar investigations & financial crimeWe think we've been defrauded by someone abroad. What now?White-collar investigations & financial crimeWe suspect fraud in our subsidiary abroad. How do we investigate?White-collar investigations & financial crimeAre we exposed to sanctions through a customer, supplier or route?International trade, customs & sanctionsAuthorities are investigating payments made by our agents abroad. What now?White-collar investigations & financial crime
Every case involving Risk, Compliance & Financial Integrity →
WONE Global Intelligence
Ask about risk, compliance & financial integrity in Switzerland
Ask in your own words. Answers come from WONE Global's checked records, with every source shown, and end with the named Partner who can act. Go deeper on any point, or build a decision file.
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