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Cases · Capital & assets · Capital markets & listed companies

A regulator has questioned a listed company's disclosure

Usually led by Banking and capital, with Contracts and commercial law and Audit. WONE Global brings the areas of expertise and countries together, with a named professional in each market where one is published.

The situation

What is happening

Listings, offerings and the obligations of public companies and their investors.

The first questions

  • Which exchange and regulator are involved?
  • What must be disclosed, and by when?
  • Are the financial statements ready for an offering?
  • Are investors or directors in other countries affected?

Who faces this

  • Issuers
  • Public companies
  • Investors

Cross-border complications to check

  • Digital asset regulatory statusA token or custodial structure has different legal classifications across markets · Banking & Capital Access
  • Real estate title securityA foreign lender needs enforceable real estate rights and local registration · Banking & Capital Access
  • Different laws of contractParties sign one commercial agreement but disagree which law governs duties, damages and remedies · Legal & Contracting
  • Audit licensing & independenceAudit work requires jurisdiction-specific licensing and independence checks · Audit & Assurance

The solution

How WONE Global handles it

Usually led by Banking and capital, with Contracts and commercial law and Audit.

How WONE Global usually approaches capital markets & listed companies

  1. 01Map the regulatory and disclosure requirements.
  2. 02Bring together legal, audit and financial professionals.
  3. 03Prepare documents and filings.
  4. 04Support the company through the regulator's process.

General guidance for this subject. The route for your case depends on the countries, the deadlines and what you already hold.

Services

The services involved

One area of expertise usually leads; the others move with it. WONE Global keeps them connected across every country involved.

  1. Usually leadsBanking and capitalArranged on request→
  2. Often involvedContracts and commercial law12 markets with a named lead→
  3. Often involvedAudit8 markets with a named lead→

Who handles it

Banking and capital, market by market

The status of the lead service in the markets that matter for this case. A named WONE Global Partner acts under their own licence; where none is in place yet, WONE Global confirms availability before anything else.

  1. India On request Availability confirmed before any work begins Bring a requirement →
  2. Saudi Arabia On request Availability confirmed before any work begins Bring a requirement →
  3. Singapore On request Availability confirmed before any work begins Bring a requirement →
  4. United Arab Emirates On request Availability confirmed before any work begins Bring a requirement →
  5. United Kingdom On request Availability confirmed before any work begins Bring a requirement →
  6. United States On request Availability confirmed before any work begins Bring a requirement →

Other markets: WONE Global covers 100 countries. Name yours in the requirement →

Dr. Esteban Lucio MaccariBuenos Aires · Argentina

WONE Global Capability Partner · Argentina

Dr. Esteban Lucio Maccari

Managing Director · Maccari Adam & Asociados · Buenos Aires

He is a lawyer with a degree from the University of Buenos Aires and a degree in Spanish Law. He completed postgraduate studies in Strategic Business Management at the Polytechnic University of Madrid and the Glocoll at…

Roberto GilardinoShanghai · China

WONE Global Capability Partner · China

Roberto Gilardino

Regional Partner North Asia & additional countries · Horizons (Shanghai) Corporate Advisory Company · Shanghai

Roberto Gilardino is Regional Partner at Horizons, supervising the advisory’s activities in North Asia as well as additional countries (including Mongolia, Malaysia, Indonesia, Pakistan, UAE, Cyprus and Malta).

Karin HorevTel Aviv · Israel

WONE Global Capability Partner · Israel

Karin Horev

Founding Partner · Horev & Co. Law Office · Tel Aviv

Adv. Karin Horev has been practicing corporate and commercial law for more than 20 years, with a focus on complex technology-related matters. Over the years, Karin has led a large number of complex and wide-ranging tran…

WONE Global Intelligence

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